Business Sector

A Tool Kit on Managing Staff Integrity for Financial Services Sector

Note: To view and print the PDF files, you need to install the Adobe Acrobat Reader and its Asian Font Pack (Traditional Chinese)


A Practical Guide on Managing Staff Integrity (PDF file)
  • provides reference for managers in the financial services sector
  • heightens managers' awareness of the importance of staff integrity and explores the management techniques required to handle the issue

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"Observing the Law" A Guide for Financial Services Practitioners (PDF file)
  • provides practical references for financial services practitioners involved in cross-boundary business
  • explains anti-corruption laws in Hong Kong and the Mainland with cases studies for the sector and introduces the official anti-corruption organizations of the two places

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A Training Package on Ethics Management Techniques (PDF file)
  • provides a variety of training aids to banking and financial training personnel for enhancing staff’s ethical standard and related management techniques

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"Ethical Crossroads" Training Package for Front-line Employees in the Securities and Futures Industry (Duration: 20-minute)
  • enhances the skill of front-line employees of the securities and futures industry when handling ethical dilemmas in their work place
  • provides teaching guide for reference

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"Sweet Temptations" Training Package on Ethics Management for Bank Managers
(Duration: 20-minute)
  • highlights and analyses the dilemmas confronting bank managers in managing staff integrity
  • enhances their management skills on this aspect
  • provides teaching guide for reference

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"Small Clues Tell" Training Package on Managing Staff Integrity
(Duration: 25-minute)
  • sharpens ethical awareness of the middle management of banks and financial services institutions
  • impresses upon them the importance and their obligation of integrity management
  • provides teaching guide for reference

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"Regrets" Training Package on Integrity for Financial Services Practitioners
(Duration: 25-minute)
  • for managers of financial services institutions to explicate the importance of handling corruption problems with care
  • explains and analyses from the management’s perspective the advantages of whistle blowing
  • provides teaching guide for reference

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* The address of the ICAC listed in the e-version of ICAC publications is changed to 303 Java Road, North Point, Hong Kong.
* For the latest contact details of the ICAC Regional Offices listed in the e-version of ICAC publications, please refer to ICAC Regional Offices.
* PDF file requires Acrobat Reader and its Asian Font Pack (Traditional Chinese) for viewing. Please contact general@icac.org.hk if you cannot open the PDF file.

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